Meet Our Investment Professionals
Click the City Links Below to Locate a Professional Near You

Charles “Dan” D. Neff
Financial Consultant
Affiliated with Cetera Advisor Networks LLC.
Westlake Capital Advisors
28720 Roadside Drive, Suite 170
Agoura Hills, CA 91301
- (p) 818.435.2265
- (f) 818.435.2160
- (e) neffc1@financialnetwork.com

Kimberley “Kim” K. Neff
Financial Advisor, OSJ Branch Manager
Affiliated with Cetera Advisor Networks LLC and CLG LLC
23526 Windom St
West Hills, CA 91304
- (p) 818-914-6534
- (m) 818-404-2442
- (f) 818-626-3069
- (e) neffkim@financialnetwork.com

Mark E. Rostratter
Registered Representative
Affiliated with Cetera Advisor Networks LLC
1947 Camino Vida Roble, Suite 106
Carlsbad, CA 92008
- (p) 760-438-2137
- (f) 760-438-4801
- (e) rostratterm@ceteranetworks.com

Charles “Chuck” A. Neff, PPC®
Registered Principal
Financial Advisor
Legacy Financial
Affiliated with Cetera Advisor Networks LLC
and CLG LLC
17215 Studebaker Road, Suite 331
Cerritos, CA 90703
- (p) 562-420-9060
- (f) 1-562-286-9070
- (e) neffc@legacyfinancial.info

David C. Neff, CFP®, CRPS®, AIF®
Financial Advisor
Legacy Financial
Affiliated with Cetera Advisor Networks LLC
and CLG LLC
17215 Studebaker Road, Suite 331
Cerritos, CA 90703
- (p) 562-420-9060
- (f) 1-562-724-6100
- (e) neffd@legacyfinancial.info

James “Jim” E. Ives
Financial Planner
Legacy Financial
Affiliated with Cetera Advisor Networks LLC
17215 Studebaker Road, Suite 331
Cerritos, CA 90703
- (p) 562-420-9060
- (direct phone) 323-256-1099
- (m) 323-256-1099
- (e) jimives@legacyfinancial.info

Anthony Pfaff
Financial Consultant
Legacy Financial
Affiliated with Cetera Advisor Networks LLC
17215 Studebaker Road, Suite 331
Cerritos, CA 90703
- (p) 562-420-9060
- (f) 562-321-9658
- (e) anthony@legacyfinancial.info

Mauricio J.M. Santos, CSRIC®, AIF®, CRPS®
Investment Advisor Representative
Latitude Wealth Management
Affiliated with Cetera Advisor Networks LLC
ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813
- (p) 808-942-7757 ext. 6750
- (f) 808-943-7170
- (e) mauricio@latitude-wealth.com

Susan B. Hays
Registered Representative
Latitude Wealth Management
Affiliated with Cetera Advisor Networks LLC
ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813
- (p) 808-942-7757 ext. 6755
- (f) 808-943-7170
- (e) SusanBrownHays@CeteraNetworks.com

John K. Ikeda, CLU, ChFC
Investment Advisor Representative
Affiliated with Cetera Advisor Networks LLC
ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813
Registered Sales Office:
2914 Ala Pili Place
Honolulu, HI 96818
Phone: 808-531-0499
- (p) 808-942-7757
- (m) 808-225-5466
- (f) 808-943-7170
- (e) ikedaj@ceteranetworks.com

Anita R. Richman
OSJ Branch Manager
Affiliated with Cetera Advisor Networks LLC
ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813
- (p) 808-942-7757 ext. 6751
- (direct phone) 808-312-6751
- (f) 808-943-7170
- (e) anita@latitude-wealth.com

Evans L. Taylor, CFP®, CLU®, ChFC®, EA
Certified Financial Planner®
Latitude Wealth Management
Affiliated with Cetera Advisor Networks LLC
ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813
- (p) 808-942-7757 ext. 6753
- (f) 808-943-7170
- (e) evans@latitude-wealth.com

Rosalind “Roz” Lee Wright
Financial Advisor
Affiliated with Cetera Advisor Networks LLC
ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813
Registered Sales Office:
67-1055 Palekaiko Road
Kamuela, Hi 96743
Phone: 808-885-2763
- (p) 808-942-7757
- (direct phone) 808-885-2763
- (e) wrightr1@ceteranetworks.com

Ed Baraoidan
Investment Advisor Representative
OSJ - Branch Manager
Affiliated with Cetera Advisor Networks LLC
ASB Tower
1001 Bishop St., Ste. 2815
Honolulu, HI 96813
- (p) 808-942-7757 ext. 6761
- (f) 808-943-7170
- (e) ed@latitude-wealth.com

Rosalind “Roz” Lee Wright
Financial Advisor
Affiliated with Cetera Advisor Networks LLC
ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813
Registered Sales Office:
67-1055 Palekaiko Road
Kamuela, Hi 96743
Phone: 808-885-2763
- (p) 808-942-7757
- (direct phone) 808-885-2763
- (e) wrightr1@ceteranetworks.com

John D. Cartwright
Partner/Regional Director
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC
and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 306
- (f) 310-217-9274
- (e) john@clgwm.com

Jon W. Bemis, CPA, CFP®
Financial Advisor
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 215
- (direct phone) 310-377-7914
- (f) 310-217-9274
- (e) bemisj@ceteranetworks.com

David L. Blasi, CFP®, CPA
Financial Advisor
Integrity Financial Advisors, LLC
Affiliated with Cetera Advisor Networks LLC and CLG LLC
5030 E. 2nd Street, Suite 204
Long Beach, CA 90803
- (p) 562-434-5055
- (f) 562-434-3385
- (e) blasid@ceteranetworks.com

Jeffrey L. Shaw, CPA retired
Financial Advisor
Integrity Financial Advisors, LLC
Affiliated with Cetera Advisor Networks LLC and CLG LLC
5030 E. 2nd Street, Suite 204
Long Beach, CA 90803
- (p) 562-434-5055
- (f) 562-434-3385
- (e) shawjeff@ceteranetworks.com

William “David” D. Crow
Registered Representative
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329‐5150 ext. 218
- (m) 310-753‐2303
- (f) 424-221-5664
- (e) croww@financialnetwork.com

Sara Jane Davis, CFP®
Financial Advisor
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 242
- (toll free) 800-998-3642
- (f) 310-217-9274
- (e) daviss@financialnetwork.com

Pamela C. Eckenrode, AIF®, CRC®, PPC™
Partner/Regional Director
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 306
- (f) 310-217-9274
- (e) pam@clgwm.com

Kurt R. Ehmann, AIF®, PPC™
Partner/Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 254
- (f) 310-217-9274
- (e) kurt@clgwm.com

Gerald “Jerry” E. Mitchell, CFP®
Head of Operations/Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 286
- (f) 310-217-9274
- (e) jerry@clgwm.com

Dale B. Eichman, CFP®, CRC
Certified Financial Planner
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 220
- (direct phone) 714-867-6221
- (f) 714-867-6222
- (e) eichmand@ceteranetworks.com

Michael G. Joseph
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 312
- (direct phone) 562-430-3960
- (f) 310-217-9274
- (e) michael@clgwm.com

Connor C. Campbell
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 205
- (m) 562-305-9777
- (f) 310-217-9274
- (e) connor@clgwm.com

Bryan A. Hernandez
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 261
- (m) 562-310-1754
- (f) 310-217-9274
- (e) bryan@clgwm.com

Robert “Bob” M. Koerner
Financial Consultant
Financial Network
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 252
- (toll free) 800-998-3642
- (m) 714-309-2381
- (f) 310-217-9274
- (e) koernerr@financialnetwork.com

Kenneth S. Lee, CFP®
Financial Advisor
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 221
- (direct phone) 562-392-1633
- (m) 562-644-6062
- (f) 714-242-9540
- (e) leek2@ceteranetworks.com

James “Jim” K. Nomura
Financial Advisor
Financial Network
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 283
- (m) 310-686-3955
- (f) 310-217-9274
- (e) nomuraj@financialnetwork.com

Erin J. Powis
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
Personal Office:
390 West Standley Street, Suite 1
Ukiah, CA 95482
Phone: 707-272-2738
- (p) 310-329-5150
- (direct phone) 707-272-2738
- (f) 424-221-5664
- (e) epowis@clgwm.com

Dennis C. Smith
Registered Principal, Financial Advisor
Copiam Asset Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 270
- (m) 562-243-6912
- (e) dennis@copiam.net

Ken A. Stark
Registered Representative
Financial Network
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 222
- (direct phone) 714-775-5596
- (f) 714-775-5597
- (e) starkk@financialnetwork.com

Alfred R. Escamilla
Registered Representative
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 210
- (f) 310-217-9274
- (e) escamillaa@ceteranetworks.com

Michael L. Bishop
Financial Consultant
Financial Network
Affiliated with Cetera Advisor Networks LLC and CLG LLC
25109 Jefferson Avenue, Suite 325
Murrieta, CA 92562
- (p) 951-677-5115 ext. 1
- (toll free) 800-691-0110
- (f) 951-677-5127
- (e) bishopm@financialnetwork.com

Eric V. Anspach
Financial Advisor
Affiliated with Cetera Advisor Networks LLC and CLG LLC
25109 Jefferson Avenue, Suite 325
Murrieta, CA 92562
- (p) 951-677-5115
- (f) 951-677-5127
- (e) eric@clgwm.com

David R. Bretz, CFP®, CKA®
Certified Financial Planner
Affiliated with Cetera Advisor Networks LLC
3131 Camino Del Rio North, Suite 300
San Diego, CA 92108
- (p) 619-878-1577
- (f) 619-828-1031
- (e) bretzd@ceteranetworks.com

Robert “Bob” P. Celeste, CFP®, AIF®
Certified Financial Planner™
Celeste Financial Group
Affiliated with Cetera Advisor Networks LLC
3131 Camino Del Rio North, Suite 300
San Diego, CA 92108
- (p) 619-878-1577
- (f) 619-828-1031
- (e) celester@ceteranetworks.com

Lori Ann M. Davini
Registered Principal, Chief Operating Officer
OSJ Manager
Affiliated with Cetera Advisor Networks LLC
814 Morena Blvd., Suite 108
San Diego, CA 92110
- (p) 619-294-9727 ext. 104
- (f) 619-294-2442
- (e) loriann@affluence.com

Todd G. Johnson, AIF®
Investment Consultant
Celeste Financial Group
Affiliated with Cetera Advisor Networks LLC
3131 Camino Del Rio North, Suite 300
San Diego, CA 92108
- (p) 619-878-1577
- (f) 619-828-1031
- (e) johnsont2@ceteranetworks.com

R. Jeff Warner
Financial Planner
Affiliated with Cetera Advisor Networks LLC
3131 Camino Del Rio North, Suite 300
San Diego, CA 92108
- (p) 619-878-1577
- (f) 619-828-1031
- (e) warnerr@ceteranetwork.com

Henry “Hank” E. Zapisek, CFP®, CeFT®
Registered Principal, Financial Advisor
Affiliated with Cetera Advisor Networks LLC
814 Morena Blvd., Suite 108
San Diego, CA 92110
- (p) 619-294-9727 ext. 101
- (f) 619-294-2442
- (e) hankz@affluence.com

Richard “Rich” P. Moran, CFP®
Financial Advisor
Moran, Heising & McElravey LLC
Affiliated with Cetera Advisor Networks LLC
21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503
- (p) 310-406-3080 ext. 304
- (toll free) 866-406-3080
- (f) 310-406-3082
- (e) rpmoran@smarterdecisions.com

Paul F. Heising, MBA, CFP®
Financial Advisor
Moran, Heising & McElravey, LLC
Affiliated with Cetera Advisor Networks LLC
21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503
- (p) 310-406-3080 ext. 306
- (toll free) 866-406-3080
- (f) 310-406-3082
- (e) heising@smarterdecisions.com

Elizabeth “Lisa” A. McElravey, CFP®
Financial Advisor
Moran, Heising & McElravey, LLC
Affiliated with Cetera Advisor Networks LLC
21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503
- (p) 310-406-3080 ext. 307
- (toll free) 866-406-3080
- (f) 310-406-3082
- (e) mcelraveye@ceteranetworks.com

Robert H. Sowder, CFS®, AIF®
Financial Advisor
Moran, Heising & McElravey, LLC
Affiliated with Cetera Advisor Networks LLC
21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503
- (p) 310-406-3080 ext. 305
- (toll free) 866-406-3080
- (f) 310-406-3082
- (e) rsowder@smarterdecisions.com

Erin J. Powis
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
Personal Office:
390 West Standley Street, Suite 1
Ukiah, CA 95482
Phone: 707-272-2738
- (p) 310-329-5150
- (direct phone) 707-272-2738
- (f) 424-221-5664
- (e) epowis@clgwm.com

Alice C. Amick, CFS®, AIF®
Investment Advisor Representative
Affiliated with Cetera Advisor Networks LLC
10802 Bogardus Avenue
Whittier, CA 90603
- (p) 562-943-0720
- (f) 562-943-0790
- (e) amicka@ceteranetworks.com