Meet Our Investment Professionals

Click the City Links Below to Locate a Professional Near You

Charles “Dan” D. Neff

Financial Consultant

Affiliated with Cetera Advisor Networks LLC.

Westlake Capital Advisors
28720 Roadside Drive, Suite 170
Agoura Hills, CA 91301

Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer. Cetera is under separate ownership from any other named entity. CA Insurance License # 0B84400.

Kimberley “Kim” K. Neff

Financial Advisor, OSJ Branch Manager

Affiliated with Cetera Advisor Networks LLC and CLG LLC

23526 Windom St
West Hills, CA 91304

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0D20514.

Mark E. Rostratter

Registered Representative

Affiliated with Cetera Advisor Networks LLC

1947 Camino Vida Roble, Suite 106
Carlsbad, CA 92008

Registered Representative offering securities through Cetera Advisor Networks LLC, member FINRA/SIPC, a broker/dealer. Cetera is under separate ownership from any other named entity.

Charles “Chuck” A. Neff, PPC®

Registered Principal
Financial Advisor

Legacy Financial

Affiliated with Cetera Advisor Networks LLC
and CLG LLC

17215 Studebaker Road, Suite 331
Cerritos, CA 90703

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Advisory Services also offered through CLG LLC, an SEC-registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0427265.

David C. Neff, CFP®, CRPS®, AIF®

Financial Advisor

Legacy Financial

Affiliated with Cetera Advisor Networks LLC
and CLG LLC

17215 Studebaker Road, Suite 331
Cerritos, CA 90703

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory Services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0C00462.

James “Jim” E. Ives

Financial Planner

Legacy Financial

Affiliated with Cetera Advisor Networks LLC

17215 Studebaker Road, Suite 331
Cerritos, CA 90703

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0616303.

Anthony Pfaff

Financial Consultant

Legacy Financial

Affiliated with Cetera Advisor Networks LLC

17215 Studebaker Road, Suite 331
Cerritos, CA 90703

Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License #2054169

Mauricio J.M. Santos, CSRIC®, AIF®, CRPS®

Investment Advisor Representative

Latitude Wealth Management

Affiliated with Cetera Advisor Networks LLC

ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License #0F70313

Susan B. Hays

Registered Representative

Latitude Wealth Management

Affiliated with Cetera Advisor Networks LLC

ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813

Securities and advisory services offered through Cetera Advisor Networks LLC, member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity.

John K. Ikeda, CLU, ChFC

Investment Advisor Representative

Affiliated with Cetera Advisor Networks LLC

ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813

Registered Sales Office:
2914 Ala Pili Place
Honolulu, HI 96818
Phone: 808-531-0499

Securities and advisory services offered through Cetera Advisor Networks LLC, member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity.

Anita R. Richman

OSJ Branch Manager

Affiliated with Cetera Advisor Networks LLC

ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813

Investment Advisor Representative offering securities and advisory services through Cetera Advisor Networks LLC, member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity.

Evans L. Taylor, CFP®, CLU®, ChFC®, EA

Certified Financial Planner®

Latitude Wealth Management

Affiliated with Cetera Advisor Networks LLC

ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813

Investment Advisor Representative offering securities and advisory services through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License #0G89778

Rosalind “Roz” Lee Wright

Financial Advisor

Affiliated with Cetera Advisor Networks LLC

ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813

Registered Sales Office:
67-1055 Palekaiko Road
Kamuela, Hi 96743
Phone: 808-885-2763

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License #0M23216

Ed Baraoidan

Investment Advisor Representative
OSJ - Branch Manager

Affiliated with Cetera Advisor Networks LLC

ASB Tower
1001 Bishop St., Ste. 2815
Honolulu, HI 96813

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA insurance license # 4034573.

Rosalind “Roz” Lee Wright

Financial Advisor

Affiliated with Cetera Advisor Networks LLC

ASB Tower
1001 Bishop Street, Suite 2815
Honolulu, HI 96813

Registered Sales Office:
67-1055 Palekaiko Road
Kamuela, Hi 96743
Phone: 808-885-2763

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License #0M23216

John D. Cartwright

Partner/Regional Director
Financial Advisor

CLG Wealth Management

Affiliated with Cetera Advisor Networks LLC
and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0262811.

Sara Jane “Sallie” Allen

Registered Representative

Affiliated with Cetera Advisor Networks LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC, member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Cetera is under separate ownership from any other named entity.

Jon W. Bemis, CPA, CFP®

Financial Advisor

Affiliated with Cetera Advisor Networks LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC, member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Cetera is under separate ownership from any other named entity.

David L. Blasi, CFP®, CPA

Financial Advisor

Integrity Financial Advisors, LLC

Affiliated with Cetera Advisor Networks LLC and CLG LLC

5030 E. 2nd Street, Suite 204
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0D87347.

Jeffrey L. Shaw, CPA retired

Financial Advisor

Integrity Financial Advisors, LLC

Affiliated with Cetera Advisor Networks LLC and CLG LLC

5030 E. 2nd Street, Suite 204
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0F03402.

William “David” D. Crow

Registered Representative

Affiliated with Cetera Advisor Networks LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities offered through Cetera Advisor Networks LLC, member FINRA/SIPC, a broker/dealer. Cetera is under separate ownership from any other named entity.

Sara Jane Davis, CFP®

Financial Advisor

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0654612.

Pamela C. Eckenrode, AIF®, CRC®, PPC™

Partner/Regional Director
Financial Advisor

CLG Wealth Management

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0B63459.

Kurt R. Ehmann, AIF®, PPC™

Partner/Financial Advisor

CLG Wealth Management

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0E62070.

Gerald “Jerry” E. Mitchell, CFP®

Head of Operations/Financial Advisor

CLG Wealth Management

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0J18827.

Dale B. Eichman, CFP®, CRC

Certified Financial Planner

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0558590.

Michael G. Joseph

Financial Advisor

CLG Wealth Management

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0B82486.

Connor C. Campbell

Financial Advisor

CLG Wealth Management

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0L43292.

Bryan A. Hernandez

Financial Advisor

CLG Wealth Management

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0L85486.

Robert “Bob” M. Koerner

Financial Consultant

Financial Network

Affiliated with Cetera Advisor Networks LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA insurance license #0742816

Kenneth S. Lee, CFP®

Financial Advisor

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0B80452.

James “Jim” K. Nomura

Financial Advisor

Financial Network

Affiliated with Cetera Advisor Networks LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and a Registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0D65547.

Erin J. Powis

Financial Advisor

CLG Wealth Management

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Personal Office:
390 West Standley Street, Suite 1
Ukiah, CA 95482
Phone: 707-272-2738

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and a Registered Investment Advisor. Advisory services also offered through CLG LLC, an SEC-registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0E32113.

Dennis C. Smith

Registered Principal, Financial Advisor

Copiam Asset Management

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Advisory services also offered through CLG LLC, an SEC-registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0K10551.

Ken A. Stark

Registered Representative

Financial Network

Affiliated with Cetera Advisor Networks LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC. Cetera is under separate ownership from any other named entity. CA Insurance License # 0415391.

Alfred R. Escamilla

Registered Representative

Affiliated with Cetera Advisor Networks LLC

4821 E. 2nd Street
Long Beach, CA 90803

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0G60366.

Michael L. Bishop

Financial Consultant

Financial Network

Affiliated with Cetera Advisor Networks LLC and CLG LLC

25109 Jefferson Avenue, Suite 325
Murrieta, CA 92562

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Advisory services also offered through CLG LLC, an SEC-registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0682616.

Eric V. Anspach

Financial Advisor

Affiliated with Cetera Advisor Networks LLC and CLG LLC

25109 Jefferson Avenue, Suite 325
Murrieta, CA 92562

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Advisory services also offered through CLG LLC, an SEC-registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0I11968.

David R. Bretz, CFP®, CKA®

Certified Financial Planner

Affiliated with Cetera Advisor Networks LLC

3131 Camino Del Rio North, Suite 300
San Diego, CA 92108

Securities and advisory services offered through Cetera Advisor Networks LLC, (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0D40983.

Robert “Bob” P. Celeste, CFP®, AIF®

Certified Financial Planner™

Celeste Financial Group

Affiliated with Cetera Advisor Networks LLC

3131 Camino Del Rio North, Suite 300
San Diego, CA 92108

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), registered broker/dealer and member FINRA/SIPC. Cetera is under separate ownership from any other named entity. CA Insurance License #0621610

Lori Ann M. Davini

Registered Principal, Chief Operating Officer

OSJ Manager

Affiliated with Cetera Advisor Networks LLC

814 Morena Blvd., Suite 108
San Diego, CA 92110

Registered Representative with Cetera Advisor Networks LLC, member FINRA/SIPC. Cetera is under separate ownership from any other named entity.

Robert Fleming, CFP®

Financial Advisor

Affiliated with Cetera Advisor Networks LLC

3131 Camino Del Rio North, Suite 300
San Diego, CA 92108

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC) member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership for any other named entity. CA Insurance License # 0F87349.

Todd G. Johnson, AIF®

Investment Consultant

Celeste Financial Group

Affiliated with Cetera Advisor Networks LLC

3131 Camino Del Rio North, Suite 300
San Diego, CA 92108

Securities and advisory services offered through Cetera Advisor Networks LLC, member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity.

R. Jeff Warner

Financial Planner

Affiliated with Cetera Advisor Networks LLC

3131 Camino Del Rio North, Suite 300
San Diego, CA 92108

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0H41205.

Henry “Hank” E. Zapisek, CFP®, CeFT®

Registered Principal, Financial Advisor

Affiliated with Cetera Advisor Networks LLC

814 Morena Blvd., Suite 108
San Diego, CA 92110

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0680843.

Richard “Rich” P. Moran, CFP®

Financial Advisor

Moran, Heising & McElravey LLC

Affiliated with Cetera Advisor Networks LLC

21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0295570.

Paul F. Heising, MBA, CFP®

Financial Advisor

Moran, Heising & McElravey, LLC

Affiliated with Cetera Advisor Networks LLC

21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License #0D93783.

Elizabeth “Lisa” A. McElravey, CFP®

Financial Advisor

Moran, Heising & McElravey, LLC

Affiliated with Cetera Advisor Networks LLC

21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0D97694.

Robert H. Sowder, CFS®, AIF®

Financial Advisor

Moran, Heising & McElravey, LLC

Affiliated with Cetera Advisor Networks LLC

21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License #0C31109

Erin J. Powis

Financial Advisor

CLG Wealth Management

Affiliated with Cetera Advisor Networks LLC and CLG LLC

4821 E. 2nd Street
Long Beach, CA 90803

Personal Office:
390 West Standley Street, Suite 1
Ukiah, CA 95482
Phone: 707-272-2738

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and a Registered Investment Advisor. Advisory services also offered through CLG LLC, an SEC-registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance License # 0E32113.

Alice C. Amick, CFS®, AIF®

Investment Advisor Representative

Affiliated with Cetera Advisor Networks LLC

10802 Bogardus Avenue
Whittier, CA 90603

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. CA Insurance # 0F25052.

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