Meet Our Investment Professionals
Click the City Links Below to Locate a Professional Near You

Charles “Dan” D. Neff
Financial Consultant
Affiliated with Cetera Advisor Networks LLC.
Westlake Capital Advisors
28720 Roadside Drive, Suite 170
Agoura Hills, CA 91301
- (p) 818.435.2265
- (f) 818.435.2160
- (e) neffc1@financialnetwork.com

Kimberley “Kim” K. Neff
Financial Advisor, OSJ Branch Manager
Affiliated with Cetera Advisor Networks LLC and CLG LLC
23526 Windom St
West Hills, CA 91304
- (p) 818-914-6534
- (m) 818-404-2442
- (f) 818-626-3069
- (e) neffkim@financialnetwork.com

Mark E. Rostratter
Registered Representative
Affiliated with Cetera Advisor Networks LLC
1947 Camino Vida Roble, Suite 106
Carlsbad, CA 92008
- (p) 760-438-2137
- (f) 760-438-4801
- (e) rostratterm@ceteranetworks.com

Charles “Chuck” A. Neff, PPC®
Registered Principal
Financial Advisor
Legacy Financial
Affiliated with Cetera Advisor Networks LLC
and CLG LLC
17215 Studebaker Road, Suite 331
Cerritos, CA 90703
- (p) 562-420-9060
- (f) 1-562-286-9070
- (e) neffc@legacyfinancial.info

David C. Neff, CFP®, CRPS®, AIF®
Financial Advisor
Legacy Financial
Affiliated with Cetera Advisor Networks LLC
and CLG LLC
17215 Studebaker Road, Suite 331
Cerritos, CA 90703
- (p) 562-420-9060
- (f) 1-562-724-6100
- (e) neffd@legacyfinancial.info

James “Jim” E. Ives
Financial Planner
Legacy Financial
Affiliated with Cetera Advisor Networks LLC
17215 Studebaker Road, Suite 331
Cerritos, CA 90703
- (p) 562-420-9060
- (direct phone) 323-256-1099
- (m) 323-256-1099
- (e) jimives@legacyfinancial.info

Anthony Pfaff
Financial Consultant
Legacy Financial
Affiliated with Cetera Advisor Networks LLC
17215 Studebaker Road, Suite 331
Cerritos, CA 90703
- (p) 562-420-9060
- (f) 562-321-9658
- (e) anthony@legacyfinancial.info

Mauricio J.M. Santos, CSRIC®, AIF®, CRPS®
Investment Advisor Representative
Latitude Wealth Management
Affiliated with Cetera Advisor Networks LLC
Alakea Corp. Tower
1100 Alakea St., Ste. 2400
Honolulu, HI 96813
- (p) 808-942-7757 ext. 6750
- (f) 808-943-7170
- (e) mauricio@latitude-wealth.com

Susan B. Hays
Registered Representative
Latitude Wealth Management
Affiliated with Cetera Advisor Networks LLC
Alakea Corp. Tower
1100 Alakea St., Ste. 2400
Honolulu, HI 96813
- (p) 808-942-7757 ext. 6755
- (f) 808-943-7170
- (e) SusanBrownHays@CeteraNetworks.com

John K. Ikeda, CLU, ChFC
Investment Advisor Representative
Affiliated with Cetera Advisor Networks LLC
Alakea Corp. Tower
1100 Alakea St., Ste. 2400
Honolulu, HI 96813
Registered Sales Office:
2914 Ala Pili Place
Honolulu, HI 96818
Phone: 808-531-0499
- (p) 808-942-7757
- (m) 808-225-5466
- (f) 808-943-7170
- (e) ikedaj@ceteranetworks.com

Evans L. Taylor, CFP®, CLU®, ChFC®, EA
Certified Financial Planner®
Latitude Wealth Management
Affiliated with Cetera Advisor Networks LLC
Alakea Corp. Tower
1100 Alakea St., Ste. 2400
Honolulu, HI 96813
- (p) 808-942-7757 ext. 6753
- (f) 808-943-7170
- (e) evans@latitude-wealth.com

Rosalind “Roz” Lee Wright
Financial Advisor
Affiliated with Cetera Advisor Networks LLC
Alakea Corp. Tower
1100 Alakea St., Ste. 2400
Honolulu, HI 96813
Registered Sales Office:
67-1055 Palekaiko Road
Kamuela, Hi 96743
Phone: 808-885-2763
- (p) 808-942-7757
- (direct phone) 808-885-2763
- (e) wrightr1@ceteranetworks.com

Ed Baraoidan
Investment Advisor Representative
OSJ - Branch Manager
Affiliated with Cetera Advisor Networks LLC
Alakea Corp. Tower
1100 Alakea St., Ste. 2400
Honolulu, HI 96813
- (p) 808-942-7757 ext. 6761
- (f) 808-943-7170
- (e) ed@latitude-wealth.com

Rosalind “Roz” Lee Wright
Financial Advisor
Affiliated with Cetera Advisor Networks LLC
Alakea Corp. Tower
1100 Alakea St., Ste. 2400
Honolulu, HI 96813
Registered Sales Office:
67-1055 Palekaiko Road
Kamuela, Hi 96743
Phone: 808-885-2763
- (p) 808-942-7757
- (direct phone) 808-885-2763
- (e) wrightr1@ceteranetworks.com

John D. Cartwright
Partner/Regional Director
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC
and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 306
- (f) 310-217-9274
- (e) john@clgwm.com

Jon W. Bemis, CPA, CFP®
Financial Advisor
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 215
- (direct phone) 310-377-7914
- (f) 310-217-9274
- (e) bemisj@ceteranetworks.com

William “David” D. Crow
Registered Representative
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329‐5150 ext. 218
- (m) 310-753‐2303
- (f) 424-221-5664
- (e) croww@financialnetwork.com

Sara Jane Davis, CFP®
Financial Advisor
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 242
- (toll free) 800-998-3642
- (f) 310-217-9274
- (e) daviss@financialnetwork.com

Pamela C. Eckenrode, AIF®, CRC®, PPC™
Partner/Regional Director
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 306
- (f) 310-217-9274
- (e) pam@clgwm.com

Kurt R. Ehmann, AIF®, PPC™
Partner/Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 254
- (f) 310-217-9274
- (e) kurt@clgwm.com

Gerald “Jerry” E. Mitchell, CFP®
Head of Operations/Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 286
- (f) 310-217-9274
- (e) jerry@clgwm.com

Dale B. Eichman, CFP®, CRC
Certified Financial Planner
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 220
- (direct phone) 714-867-6221
- (f) 714-867-6222
- (e) eichmand@ceteranetworks.com

Connor C. Campbell
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 205
- (m) 562-305-9777
- (f) 310-217-9274
- (e) connor@clgwm.com

Bryan A. Hernandez
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 261
- (m) 562-310-1754
- (f) 310-217-9274
- (e) bryan@clgwm.com

Robert “Bob” M. Koerner
Financial Consultant
Financial Network
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 252
- (toll free) 800-998-3642
- (m) 714-309-2381
- (f) 310-217-9274
- (e) koernerr@financialnetwork.com

Kenneth S. Lee, CFP®
Financial Advisor
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 221
- (direct phone) 562-392-1633
- (m) 562-644-6062
- (f) 714-242-9540
- (e) leek2@ceteranetworks.com

James “Jim” K. Nomura
Financial Advisor
Financial Network
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 283
- (m) 310-686-3955
- (f) 310-217-9274
- (e) nomuraj@financialnetwork.com

Dennis C. Smith
Registered Principal, Financial Advisor
Copiam Asset Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 270
- (m) 562-243-6912
- (e) dennis@copiam.net

Ken A. Stark
Registered Representative
Financial Network
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 222
- (direct phone) 714-775-5596
- (f) 714-775-5597
- (e) starkk@financialnetwork.com

Alfred R. Escamilla
Registered Representative
Affiliated with Cetera Advisor Networks LLC
4821 E. 2nd Street
Long Beach, CA 90803
- (p) 310-329-5150 ext. 210
- (f) 310-217-9274
- (e) escamillaa@ceteranetworks.com

Michael L. Bishop
Financial Consultant
Financial Network
Affiliated with Cetera Advisor Networks LLC and CLG LLC
25109 Jefferson Avenue, Suite 325
Murrieta, CA 92562
- (p) 951-677-5115 ext. 1
- (toll free) 800-691-0110
- (f) 951-677-5127
- (e) bishopm@financialnetwork.com

Eric V. Anspach
Financial Advisor
Affiliated with Cetera Advisor Networks LLC and CLG LLC
25109 Jefferson Avenue, Suite 325
Murrieta, CA 92562
- (p) 951-677-5115
- (f) 951-677-5127
- (e) eric@clgwm.com

David R. Bretz, CFP®, CKA®
Certified Financial Planner
Affiliated with Cetera Advisor Networks LLC
3131 Camino Del Rio North, Suite 300
San Diego, CA 92108
- (p) 619-878-1577
- (f) 619-828-1031
- (e) bretzd@ceteranetworks.com

Robert “Bob” P. Celeste, CFP®, AIF®
Certified Financial Planner™
Celeste Financial Group
Affiliated with Cetera Advisor Networks LLC
3131 Camino Del Rio North, Suite 300
San Diego, CA 92108
- (p) 619-878-1577
- (f) 619-828-1031
- (e) celester@ceteranetworks.com

Todd G. Johnson, AIF®
Investment Consultant
Celeste Financial Group
Affiliated with Cetera Advisor Networks LLC
3131 Camino Del Rio North, Suite 300
San Diego, CA 92108
- (p) 619-878-1577
- (f) 619-828-1031
- (e) johnsont2@ceteranetworks.com

R. Jeff Warner
Financial Planner
Affiliated with Cetera Advisor Networks LLC
3131 Camino Del Rio North, Suite 300
San Diego, CA 92108
- (p) 619-878-1577
- (f) 619-828-1031
- (e) warnerr@ceteranetwork.com

Henry “Hank” E. Zapisek, CFP®, CeFT®
Registered Principal, Financial Advisor
Affiliated with Cetera Advisor Networks LLC
814 Morena Blvd., Suite 108
San Diego, CA 92110
- (p) 619-294-9727 ext. 101
- (f) 619-294-2442
- (e) hankz@affluence.com

Richard “Rich” P. Moran, CFP®
Financial Advisor
Moran, Heising & McElravey LLC
Affiliated with Cetera Advisor Networks LLC
21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503
- (p) 310-406-3080 ext. 304
- (toll free) 866-406-3080
- (f) 310-406-3082
- (e) rpmoran@smarterdecisions.com

Paul F. Heising, MBA, CFP®
Financial Advisor
Moran, Heising & McElravey, LLC
Affiliated with Cetera Advisor Networks LLC
21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503
- (p) 310-406-3080 ext. 306
- (toll free) 866-406-3080
- (f) 310-406-3082
- (e) heising@smarterdecisions.com

Elizabeth “Lisa” A. McElravey, CFP®
Financial Advisor
Moran, Heising & McElravey, LLC
Affiliated with Cetera Advisor Networks LLC
21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503
- (p) 310-406-3080 ext. 307
- (toll free) 866-406-3080
- (f) 310-406-3082
- (e) mcelraveye@ceteranetworks.com

Robert H. Sowder, CFS®, AIF®
Financial Advisor
Moran, Heising & McElravey, LLC
Affiliated with Cetera Advisor Networks LLC
21250 Hawthorne Blvd., Suite 560
Torrance, CA 90503
- (p) 310-406-3080 ext. 305
- (toll free) 866-406-3080
- (f) 310-406-3082
- (e) rsowder@smarterdecisions.com

Erin J. Powis
Financial Advisor
CLG Wealth Management
Affiliated with Cetera Advisor Networks LLC and CLG LLC
390 West Standley Street, Suite 1
Ukiah, CA 95482
Phone: 707-272-2738
- (p) 707-272-2738
- (f) 424-221-5664
- (e) epowis@clgwm.com

Alice C. Amick, CFS®, AIF®
Investment Advisor Representative
Affiliated with Cetera Advisor Networks LLC
10802 Bogardus Avenue
Whittier, CA 90603
- (p) 562-943-0720
- (f) 562-943-0790
- (e) amicka@ceteranetworks.com