Navigating today’s regulatory environment is challenging, but CLG takes the guesswork out with Beth providing commonsense advice that gives clarity to compliance. As one of CLG’s Partners and Chief Compliance Officer, Beth offers objective guidance and clear direction to advisors to ensure that their businesses are compliant.

With more than 35 years of experience in the financial services industry, Beth employs supervision systems that enhance operational efficiency by simplifying many compliance and regulatory tasks with CLG’s advanced technology platform.

Beth’s experience covers many facets of the financial services industry, ranging from Pension Specialist at a mutual fund company to Investment Advisor, Sales Manager, OSJ Manager, and Regional Director at Cetera Advisor Networks, LLC. Previously, Beth was instrumental in building the Financial Institution Division of the Financial Network Investment Corporation, which partnered with banks and credit unions, providing full-service investment programs and services to their clientele.

Beth holds a Bachelor of Science in Managerial Economics from the University of California, Davis and holds Series 7, 24, 63, and 51 securities registrations.

Outside of CLG, Beth enjoys traveling, cooking, catching a good movie, and cheering on baseball—whether at the ballpark or from the couch. With her three kids now grown, she and her husband, Marshall, make their home in Palos Verdes.